{"id":10583,"date":"2021-04-29T15:30:14","date_gmt":"2021-04-29T18:30:14","guid":{"rendered":"https:\/\/warren.com.br\/magazine\/?p=10583"},"modified":"2023-08-02T22:14:12","modified_gmt":"2023-08-03T01:14:12","slug":"o-que-e-balcao","status":"publish","type":"post","link":"https:\/\/warren.com.br\/magazine\/o-que-e-balcao\/","title":{"rendered":"O que \u00e9 balc\u00e3o"},"content":{"rendered":"<div id=\"playht-iframe-wrapper\" style=\"max-height: 210px !important;\">\n\t<iframe\n\tscrolling=\"no\"\n\tclass=\"playht-iframe-player\"\n\tid=\"playht-iframe-player\"\n\theight=\"90px\"\n\twidth=\"100%\"\n\tframeborder=\"0\"\n\tstyle=\"max-height: 90px; height: 90px !important;\"\n\tsrc=\"https:\/\/play.ht\/embed\/?article_url=https:\/\/warren.com.br\/magazine\/?p=10583&voice=pt-BR-FranciscaNeural&appId=l7OQ6uC_zK&trans_id=-N7QxcCpi7ezaVLfviV0\"\n\tdata-voice=\"pt-BR-FranciscaNeural\"\n\tarticle-url=\"https:\/\/warren.com.br\/magazine\/?p=10583\"\n\tdata-appId=\"l7OQ6uC_zK\"\n\tallowfullscreen=\"\">\n\t<\/iframe>\n<\/div>\n\n<p>O <strong>mercado de balc\u00e3o<\/strong>, tamb\u00e9m conhecido como mercado <em>over-the-counter<\/em> <em>(OTC)<\/em>, em ingl\u00eas, \u00e9 um mercado de transa\u00e7\u00f5es paralelas para negociar ativos financeiros.<\/p>\n\n\n\n<p>Ele n\u00e3o possui regulamenta\u00e7\u00e3o, e \u00e9 onde investidores acordam suas transa\u00e7\u00f5es por meio de compensa\u00e7\u00e3o e garantias entre si.<\/p>\n\n\n\n<p>No mercado de balc\u00e3o, as empresas e os investidores realizam as suas opera\u00e7\u00f5es e negocia\u00e7\u00f5es financeiras negociando diretamente, sem intermedi\u00e1rios como as corretoras.<\/p>\n\n\n\n<p>Assim, as transa\u00e7\u00f5es nesse mercado s\u00e3o efetuadas atrav\u00e9s de contratos de balc\u00e3o, que especificam as condi\u00e7\u00f5es a serem cumpridas por ambas as partes.<\/p>\n\n\n\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_83 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<p class=\"ez-toc-title\" style=\"cursor:inherit\">Indice<\/p>\n<label for=\"ez-toc-cssicon-toggle-item-6a0341dc448cc\" class=\"ez-toc-cssicon-toggle-label\"><span class=\"ez-toc-cssicon\"><span class=\"eztoc-hide\" style=\"display:none;\">Toggle<\/span><span class=\"ez-toc-icon-toggle-span\"><svg style=\"fill: #999;color:#999\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" class=\"list-377408\" width=\"20px\" height=\"20px\" viewBox=\"0 0 24 24\" fill=\"none\"><path d=\"M6 6H4v2h2V6zm14 0H8v2h12V6zM4 11h2v2H4v-2zm16 0H8v2h12v-2zM4 16h2v2H4v-2zm16 0H8v2h12v-2z\" fill=\"currentColor\"><\/path><\/svg><svg style=\"fill: #999;color:#999\" class=\"arrow-unsorted-368013\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"10px\" height=\"10px\" viewBox=\"0 0 24 24\" version=\"1.2\" baseProfile=\"tiny\"><path d=\"M18.2 9.3l-6.2-6.3-6.2 6.3c-.2.2-.3.4-.3.7s.1.5.3.7c.2.2.4.3.7.3h11c.3 0 .5-.1.7-.3.2-.2.3-.5.3-.7s-.1-.5-.3-.7zM5.8 14.7l6.2 6.3 6.2-6.3c.2-.2.3-.5.3-.7s-.1-.5-.3-.7c-.2-.2-.4-.3-.7-.3h-11c-.3 0-.5.1-.7.3-.2.2-.3.5-.3.7s.1.5.3.7z\"\/><\/svg><\/span><\/span><\/label><input type=\"checkbox\"  id=\"ez-toc-cssicon-toggle-item-6a0341dc448cc\"  aria-label=\"Alternar\" \/><nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/warren.com.br\/magazine\/o-que-e-balcao\/#Como_funciona_um_mercado_de_balcao\" >Como funciona um mercado de balc\u00e3o?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/warren.com.br\/magazine\/o-que-e-balcao\/#Mercado_de_balcao_no_Brasil\" >Mercado de balc\u00e3o no Brasil<\/a><\/li><\/ul><\/nav><\/div>\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Como_funciona_um_mercado_de_balcao\"><\/span>Como funciona um mercado de balc\u00e3o?<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Geralmente, em um mercado de balc\u00e3o, as negocia\u00e7\u00f5es s\u00e3o feitas por telefone ou e-mail. As liga\u00e7\u00f5es, que s\u00e3o a forma mais utilizada, s\u00e3o gravadas, garantindo a seguran\u00e7a dos contratantes e a palavra de confian\u00e7a de ambos.<\/p>\n\n\n\n<p>Ambas as partes, tanto a empresa quanto o investidor, devem especificar as condi\u00e7\u00f5es, termos, per\u00edodo de tempo e tudo mais que se espera obter para o ativo publicado.<\/p>\n\n\n\n<p>Os contratos de balc\u00e3o normalmente s\u00e3o utilizados quando os ativos financeiros s\u00e3o publicados por institui\u00e7\u00f5es banc\u00e1rias. Eles permitem que as partes cheguem aos acordos mais favor\u00e1veis \u200b\u200bpara cada um, sendo mais flex\u00edveis do que no <a href=\"https:\/\/warren.com.br\/magazine\/devo-investir-em-acoes\/\">mercado de a\u00e7\u00f5es<\/a>.<\/p>\n\n\n\n<p>No mercado de balc\u00e3o, existe um leque de risco devido \u00e0 inexist\u00eancia de \u00f3rg\u00e3o intermedi\u00e1rio e c\u00e2mara de compensa\u00e7\u00e3o em caso de fraude.<\/p>\n\n\n\n<p>Portanto, as empresas devem tomar as medidas cab\u00edveis para manter a sua seguran\u00e7a e avaliar a lealdade do investidor interessado. Da mesma forma, o investidor deve avaliar a credibilidade da empresa.<\/p>\n\n\n\n<p>Esse mercado \u00e9 frequentemente usado para derivativos de menor escala publicados por grandes empresas.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Mercado_de_balcao_no_Brasil\"><\/span>Mercado de balc\u00e3o no Brasil<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Apesar de ser um mercado n\u00e3o-organizado, o OTC no Brasil conta com uma regulamenta\u00e7\u00e3o que garante mais seguran\u00e7a aos operadores, principalmente na transfer\u00eancia do seu dinheiro na compra dos ativos.<\/p>\n\n\n\n<p>Essa regulamenta\u00e7\u00e3o existe atrav\u00e9s da Sociedade Operadora de Mercado de Ativos (SOMA). Com a cria\u00e7\u00e3o desse sistema, em 1996, t\u00edtulos que eram negociados fora da bolsa de valores, no mercado de balc\u00e3o, come\u00e7aram a ser registrados.&nbsp;<\/p>\n\n\n\n<p>Al\u00e9m disso, o mercado de balc\u00e3o precisa de autoriza\u00e7\u00e3o e est\u00e1 sujeito \u00e0 fiscaliza\u00e7\u00e3o da <a href=\"https:\/\/warren.com.br\/magazine\/cvm\/\">Comiss\u00e3o de Valores Mobili\u00e1rios (CVM)<\/a>.<\/p>\n\n\n\n<p>A SOMA foi comprada pela B3 em 2002 e passou a se chamar SOMA FIX. At\u00e9 a organiza\u00e7\u00e3o proposta pela SOMA FIX, as opera\u00e7\u00f5es eram realizadas sem registro, sem nenhum par\u00e2metro para controlar volume financeiro de um ativo e fluxo de ordens.<br><\/p>\n","protected":false},"excerpt":{"rendered":"<p>O mercado de balc\u00e3o, tamb\u00e9m conhecido como mercado over-the-counter (OTC), em ingl\u00eas, \u00e9 um mercado de transa\u00e7\u00f5es paralelas para negociar ativos financeiros.<\/p>\n","protected":false},"author":8,"featured_media":10584,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[1016],"tags":[],"class_list":["post-10583","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-por-dentro-do-mercado","entry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.5 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Tudo o que voc\u00ea 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